All Episodes
Form S-1: Where the SEC Focuses Its Scrutiny
Form S-1: Where the SEC Focuses Its Scrutiny Inside Securities Law with Frederick M. Lehrer Episode Description Filing a Form S-1 registration statement is more than s...
Form 10 and Section 12(g): Becoming a Public Reporting Company Without an IPO
Form 10 and Section 12(g): Becoming a Public Reporting Company Without an IPO With Frederick M. Lehrer, Securities Attorney and Former SEC Enforcement Attorney Episode...
Foreign Private Issuer Status: The Two-Part Test That Determines U.S. Securities Reporting Obligations
Foreign Private Issuer Status: The Two-Part Test That Determines U.S. Securities Reporting Obligations Inside Securities Law with Frederick M. Lehrer For companies org...
Rule 144 Explained: When Can You Legally Sell Restricted Stock?
Rule 144 Explained: When Can You Legally Sell Restricted Stock? Episode Show Notes Owning shares in a company doesn't necessarily mean you can sell them whenever you w...
Restricted Shares, Rule 144, and Legal Opinion Letters: When Can You Sell Your Stock?
Restricted Shares, Rule 144, and Legal Opinion Letters: When Can You Sell Your Stock? Guest: Frederick M. Lehrer, Securities Attorney Host: Jason AI Wade | AI Visibili...
Toxic Convertible Notes: How Death-Spiral Financing Destroys Shareholder Value
Toxic Convertible Notes: How Death-Spiral Financing Destroys Shareholder Value Inside Securities Law with Frederick M. Lehrer Episode Show Notes For small public compa...
The Other Side of the Table — Chapter 3: When Optimism Becomes a Misstatement | Frederick M. Lehrer
In this episode of Inside Securities Law with Frederick M. Lehrer, Fred continues The Other Side of the Table with Chapter 3 of his book, examining the line between le...
Regulation FD Explained: What Public Companies Can Say Outside SEC Filings | Frederick M. Lehrer
Regulation FD Explained: What Public Companies Can Say Outside SEC Filings | Frederick M. Lehrer Series: Inside Securities Law with Frederick M. Lehrer What happens...
The Other Side of the Table — Chapter 2: Reading a Filing the Way the Staff Reads It | Inside Securities Law with Frederick M. Lehrer
The Other Side of the Table — Chapter 2: Reading a Filing the Way the Staff Reads It | Inside Securities Law with Frederick M. Lehrer NOTES A disclosure can be techn...
The Other Side of the Table — Part One: How the Commission Reads, Chapter 1
Before the Securities and Exchange Commission (SEC) applies a rule, its enforcement staff examines the record. What did a company disclose? What did its executives tel...
The Call That Didn't Happen
Notes: The Call That Didn't Happen Topic: Securities Enforcement, Disclosure & Preventable Legal Mistakes Opening premise: Nearly every securities enforcement matter t...
Mergers & Acquisitions: From the First Conversation to the Final SEC Filing
Mergers & Acquisitions: From the First Conversation to the Final SEC Filing Inside Securities Law with Frederick M. Lehrer A merger or acquisition is more than a bus...
The Other Side of the Table — Full Audiobook | Frederick M. Lehrer
The Other Side of the Table — Full Audiobook | Frederick M. Lehrer Before the SEC asks questions, a company has already created the record: its filings, press releas...
The Call That Didn’t Happen | The Other Side of the Table — Introduction
The Call That Didn’t Happen | The Other Side of the Table — Introduction Before a subpoena, an investigation, or a costly disclosure failure, there is often a questi...
Regulation A-Plus: What the Mini-IPO Actually Costs You
Regulation A-plus gets described as a mini-IPO. That is fair shorthand, and like most shorthand it leaves out the part that matters. Here is the structure. Regulation ...
The Five Roads to Public Company Status
There is no single way to become a public company. There are five, and choosing the wrong one costs a company a year and a great deal of money. The first is the tradit...
Reverse Mergers: Speed, and the Shell You Inherit
A reverse merger is the fastest way to become a public company. The reason it is fast is that someone else already did the work. That is also the reason it is risky. T...
OTC Markets and Form 211: How a Ticker Actually Happens
Becoming a reporting company and having a stock that trades are two different things. Companies conflate them constantly. SEC registration makes you a reporting compan...